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Justin Cook

Executive Director, Wells Fargo Regulatory Change Management

Role
Executive Director - Leader of Global Regulatory Change Identification and Reporting at Wells Fargo
Location
Charlotte, NC, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Justin Cook

Seasoned risk leader with 18 years of risk management experience in the financial services industry including Commercial Banking, Broker Dealers (Investment Bank and Retail) and Loan Workout. Certified Regulatory Compliance Manager (CRCM) with extensive experience in 1st, 2nd and 3rd Lines of Defense.Subject Matter Expertise in: risk transformation strategy and implementation, globalization, RCSA, regulatory change management, policy management, risk escalation, control design/documentation, implementation of complex control solutions (including AI and machine learning), audit/exam management, and executive presentations and reporting.Demonstrated strategic leader with experience building new functional programs and teams, leading resource analysis to drive strategic efficiency recommendations, and managing globalization of numerous compliance elements.Proven experience analyzing laws and internal policies to assess impact and emerging risk, creating processes and controls.Extensive involvement leading projects to establish customized and effective risk management solutions to support high visibility programs. This includes creating sustainable reporting environments and metrics, process & technology improvements, QA and QC.Expertise building and leveraging relationships across diverse groups including Legal, Compliance, business management, regulators, auditors, operations, and finance.Expertise presenting complex risk concepts and requirements to varied audiences across broad organizations.

Experience

  1. Executive Director - Leader of Global Regulatory Change Identification and Reporting

    Wells Fargo

    Jan 2025 — Present · Charlotte, NC, US

    Leader of Wells Fargo Regulatory Change horizon scanning, alerting, and technology solutions- Regulatory Change Product Owner (Enterprise Reg Change alerting, impact assessment and implementation tracking application)- Leader of Regulatory Change identification and escalation execution (horizon scanning 500+ global issuing authorities)- Manager of Reg Change reporting, analytics, and performance measurement

Education

  • University of Pittsburgh

    Bachelor's degree, Finance and Economics

    2002 — 2006

Skills

  • Risk Management
  • Wholesale Real Estate
  • Wholesale Lending
  • Internal Audit
  • Internal Controls
  • Policy
  • Leadership
  • Project Planning
  • Testing
  • Mutual Funds
  • Securities
  • Series 7
  • Financial Services
  • Training Delivery
  • Team Management
  • Auditing
  • Program Management
  • Business Process

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Justin Cook — Executive Director - Leader of Global Regulatory Change Identification and Reporting at Wells Fargo in Charlotte, NC, US | Unifers