Julie Tate
AVP (Compliance Aml Core- Us Aml Criu Oversight Citibank, N a @Citi
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WORK HISTORY
AVP (Compliance Aml Core- Us Aml Criu Oversight Citibank, N a @Citi
Enhance and implementation of best -in-class AML Compliance policies and practices. • Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business. • Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements • Identify and escalate unusual activity or cases that fail to meet Citi and line of business guidelines to appropriate management or business partners. Advise management on next steps. • Create, develop and deliver relevant training to business and functional partners. • Operate with a limited level of direct supervision and exercise independence of judgement and autonomy. • Acts as SME to senior stakeholders and /or other team members. • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm\'s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
EDUCATION
University of Maryland Global Campus
Bachelor of Science (B.S.), Accounting
University of Maryland Global Campus
Masters of Science in Management, Project Management
University of Maryland Global Campus
Bachelor of Science (B.Sc.), Business Administration
ABOUT JULIE TATE
A senior AML Execution analyst and active member of Association of Certified Anti-Money Laundering Specialists with CAMS certification. Experienced Anti-Money Laundering (AML) professional with strong proficiency and understanding of the Bank Secrecy ACT, USA Patriot Act, OFAC, BSA record keeping requirements and overall, the combatting of financial crimes. A diligent and motivated AML professional with strong analytical, problem solving and investigative/research skills. Responsible for performing risk and compliance reviews in coordination with the broader AML team and experience conducting AML case reviews of various typologies and suspicious activity scenarios i.e, rapid movement of funds, structuring- CTR compliance/filing avoidance, large reportable transactions, correspondent banking, MSBs, Black Market Peso Exchange etc. and analysis of both retail consumer accounts as well as business investigation cases. Firsthand experience independently drafting/preparation of filing Suspicious Activity Reports (SARs) to ensure compliance with internal/external regulatory requirements involving regulators such as the Office of the Comptroller of the Currency (OCC) and FINCEN. Experience working in a production environment independently as well as on a team. Advance knowledge of MS Office and ability to leverage various AML platforms to conduct case level research such as Actimize, LexisNexis and various internal systems including SAR filing system, CITISAR.
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