Jugal Ruparel
Ex - HSBC | Ex - RBS | CAMS Certified | AML - KYC | Transaction Monitoring | Financial Crime Compliance | Sanction Screening | Controls Monitoring and Testing (Assurance) | Client Servicing - Front desk | SWIFT PAYMENTS
- Role
- Business Risk Manager (Eno) at Credit Suisse
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Jugal Ruparel
Experienced Professional with a demonstrated history of working in the Banking and Finance Industry.
Experience
Business Risk Manager (Eno)
Sep 2018 — Present · Mumbai, IN
Pivotal in resolving queries raised by Clients, ARM/RM’s related to Payments (via SWIFT) for PB Clients across APAC Region• Assisting RM’s in managing client’s third party and high value payments instructions (both incoming and outgoing) by ensuring due diligence norms are being adhered to as per AML KYC guidelines. • Assisting RM’s in responding to queries raised by Financial Crime Compliance Team (FCC) on case to case basis.• First point of contact for various stakeholders (internal and external) pertaining to any processing and operational issues.• Supporting Client coverage teams across APAC to increase efficiency and enhance client experience. • Part of Location First Line of Defense Support (“FLDS”) within PB business, focusing on variety of control effectiveness assessment activities.• Monitoring operations for efficient & error free processing; ensuring adherence to Legal and Regulatory Compliance & Anti Money Laundering norms with respect to the country (Singapore, Hong Kong & India) for which the operations are being processed.• Supporting the Bank\'s Risks and Controls Framework, as well as to ensure compliance of all Singapore and Hong Kong booking platform operational activities with the respective local and offshore regulations by providing support to the Front Office organization on all risk and control related matters. • Perform Sustainability and Sensitive Industry checks on clients business profile by conducting periodic reviews, thus ensuring Reputational risk is identified and escalated to various internal stakeholders• Acting as a control and review subject matter expert on various topics (such as Know-Your-Customer (‘KYC’) Anti- Money Laundering/Counter-Terrorist Financing (‘AML/CTF’) by partnering with Client Facing Employees, Front Office Management and other key stakeholders (e.g. Compliance, APAC and Location FLDS etc.)• Report control results and escalate gaps/issues identified to relevant stakeholders.
Education
Atharva Institute of Management Studies.
Master of Business Administration - MBA, Finance, General
Nagindas Khandwala College
BACHELOR IN MANAGEMENT STUDIES (B.M.S), Finance, General
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.