Jim Sommerfield
Sr Compliance Officer @Great Lakes Advisors
Chicago, IL, US
EMAILS
j••••••••@wintrustwealth.com
MOBILE NUMBERS
+18•••••••14
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WORK HISTORY
Jan 2001 — Present
Sr Compliance Officer @Great Lakes Advisors
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Chicago, IL, US
EDUCATION
2002 — 2008
Northern Illinois University
MBA
1992 — 1996
Kansas State University
BS, Finance
SKILLS
Asset AllocationMutual FundsRisk ManagementCscpRetirement PlanningSecuritiesFinraSeries 7Portfolio ManagementFinancial PlanningInvestmentsWealth ManagementInvestment Company ActOptionsAnti Money LaunderingComplianceInsuranceSeries 24Fixed IncomeInvestment Advisor ComplianceEquitiesAsset ManagementInvestment Advisory
ABOUT JIM SOMMERFIELD
Experienced senior leader and lifelong learner with a record of exceptional performance…
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