Joshua Mnich
VP, Lead Control Management Officer (CIB Lending, Banking & Capital Markets) at Wells Fargo
- Role
- VP, Lead Control Management Officer (Cib Lending, Banking & Capital Markets) at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Joshua Mnich
Vice President and licensed attorney with 15+ years of financial services experience, including nearly a decade advising Corporate & Investment Banking businesses on regulatory compliance, financial crimes risk, and first-line control oversight.As a Lead Control Management Officer, I serve as a key stakeholder in CIB RCSA governance, partnering with senior business leadership, Legal, Compliance, and Operational Risk to interpret regulatory requirements, challenge risk assessments, and guide remediation strategies. I focus on strengthening control environments to ensure alignment with supervisory expectations and internal standards.My experience spans AML/BSA/OFAC compliance, KYC and Enhanced Due Diligence governance, corrective action planning, audit and regulatory exam engagement, and risk advisory for New Business Initiatives. I translate complex regulatory obligations into practical, defensible control structures across complex, regulated banking businesses.With a foundation in legal training and institutional banking operations, I bring disciplined regulatory analysis, sound judgment, and a measured, business-aligned approach to managing compliance risk within highly regulated financial services environments.
Experience
VP, Lead Control Management Officer (Cib Lending, Banking & Capital Markets)
Oct 2021 — Present · Charlotte, NC, US
Education
Syracuse University College of Law
Juris Doctor (J.D.), Law
2015
State University of New York at Oswego
B.S., Business Administration
2001 — 2005
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