Joseph Moreto

Experience

1. Aml Group Manager

   Standard Chartered

   Apr 2015 — Present

   Senior Investigations Manager – Special Mandate Group (SMG) October 2015 to Present Investigations Manager – Special Mandate Group (SMG) April 2015-October 2015 Was responsible for planning, leading and executing a diversified Case Management Program (CMP) involving a significant case back log and remediation efforts to address negative findings of the Federal Reserve Board (FRB) and the New York Division of Financial Services (NYDFS). Led the operational effort to interview, staff, train and supervise over 400 contractors and 16 full time employees in five cities and two countries to build a team to investigate and clear multiple work streams and projects involving over cases. Provided continuous guidance, training and supervision to full time personnel and contractors across all locations (Dallas, TX; Colombia, SC; NY, NY; Newark, NJ; and Gdansk, Poland). All work streams and projects were completed on time or ahead of schedule and validated by FRB and NYDFS Monitors. Have built strong relationships with senior executives, other business lines, regulators and monitors. Prepared and updated projections, forecasts and actual production metrics on remediation efforts at monthly monitor meetings and upon request. Continue to work with other SCB partners to help develop and scope different projects and work streams and provide forecasts and metrics for implementation and completion. Continue to maintain a high level of morale among multiple teams despite large work volumes and intense pressure due to constantly changing work streams and tight regulatory and Monitor driven deadlines. Delivered presentations to government agencies, including Federal SAR Task Forces at the Federal Law Enforcement Training Center (FLETC) in Glynco, Georgia. Represented FCCA Americas at monthly Monitor Meetings regarding operational progress in remediation efforts by providing MI Metrics and updates on various projects actively tracked by the Monitor.

Skills

• Aml
• Operational Risk Management
• Fraud
• Criminal Investigations
• Investigation
• Risk Management
• Banking
• Financial Risk
• Finance
• Criminal Law
• Private Investigations
• Enforcement
• Evidence
• Financial Services
• Fraud Investigations
• Anti Money Laundering
• Policy
• Law Enforcement
• Risk Assessment