Joseph Ferraro
General Counsel, Chief Compliance Officer at Catalent, Inc.
- Role
- Senior Vice President, General Counsel, Chief Compliance Officer and Secretary at Catalent
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Joseph Ferraro
Accomplished Chief Legal Officer / General Counsel of NYSE- and NASDAQ-traded public companies operating through multiple business units. International legal and business professional skilled at building and managing legal departments, partnering with C-suite leaders, boards of directors and executive teams, interfacing with state and federal regulators, and developing, overseeing, and implementing innovative compliance strategies for multi-national corporations, diversified holding companies, registered investment companies (business development companies (BDCs) and closed end funds (CEFs)), registered investment advisers, private equity funds and other pooled investment / permanent capital vehicles. Significant public and private board management and corporate governance experience and expertise. Collaborative business partner employing creativity, flexibility, and the strong interpersonal skills required to lead global teams to consensus and to execute efficiently, timely, and within budget. Extensive experience across: • securities and compliance regulation (’33 & ’34 Acts, ’40 Act, Advisers Act, SarBox, etc.) • capital markets, including public and private securities offerings and credit facilities • public and private M&A and strategic transactions • mezzanine/middle market finance and lending • portfolio company organization and management • distressed debt and bankruptcy • shareholders rights and fiduciary liability matters • general corporate and secretarial matters • executive compensation, employment issues and HR • offensive and defensive litigation strategy and execution • lobbying and governmental affairs strategy • outside counsel management and cost control • regulatory examinations and investigations • activism, crisis management and public relations
Experience
Senior Vice President, General Counsel, Chief Compliance Officer and Secretary
Feb 2023 — Present · Somerset, NJ, US
Education
Delbarton School
High School
1989 — 1995
Princeton University
AB, Princeton School of Public and International Affairs
1995 — 1999
University of Chicago
JD, Law
1999 — 2002
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