Joseph C

AVP Aml Compliance Analyst @Genubank

NV, US

Evaluated high-risk and critical clients post-initial due diligence, ensuring alignment with financial crime risk frameworks.• Supported internal audits and compliance testing by ensuring accurate documentation of alert investigations and decision-making processes.• Conducted enhanced due diligence (EDD) on complex corporate structures, high-risk clients, and politically exposed persons (PEPs).• Assessed financial crimes risks by verifying account details, business nature, and source of wealth using OSINT and vendor tools (World-Check, LexisNexis). AML and Fraud SARs drafted.• Provided guidance on risk rankings and recommended mitigating measures to enhance regulatory compliance.• Reviewed sanctions screening alerts, identifying potential matches and conducting deep-dive investigations.• Ensured compliance with BSA/AML, OFAC, FATF, and FinCEN regulatory requirements.