Jonathan Miller
Attorney and compliance manager with extensive corporate compliance, contract, and employment law experience seeking a challenging opportunity that combines my corporate and legal experience.
- Role
- Cboe Global Markets
- Location
- Kansas City, MO, US
- LinkedIn followers
- 500 followers
About Jonathan Miller
Accomplished corporate and compliance attorney with more than 15 years of legal guidance…
Experience
Present
Education
Western Illinois University
Bachelor's Degree, Psychology and Human Resourse Managment
1994 — 1998
University of Missouri-Kansas City School of Law
Juris Doctor (J.D.), Corporate, Finance, and Securities Law
2000 — 2003
Skills
- Client Development
- Broker-Dealer Compliance
- Contract Management
- Form 3,4 and 5 Regulation
- Employment Law
- Securities Regulation
- Estate Planning
- Legal Assistance
- Consulting Agreements
- Securities Law
- Blue-Sky Research
- Team Building
- Management
- Securities Compliance
- Mergers & Acquisitions
- Licensing Agreements
- Coaching
- Legal Research
- New Business Development
- Corporate Governance
- Corporate Law
- Crowdfunding
- Client Relations
- Arbitration
- Legal Writing
- Private Offerings
- Stock Purchase Agreements
- Edgar Filings
- Regulation D
- Client Presentation
- Document Review
- Contract Negotiation
- Section 16 Filings
- Trademarks
- Registered Investment Adviser Compliance
- Proprietary Trading Firm Adviser
- Equities
- Leadership
- Trusts
- Confidential Documents
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