Jonathan Ferguson

Jonathan Ferguson

Compliance | Regulatory Relations | Regulatory Inquiries & Exams

Role
Senior Vice President - Compliance at Moody's Corporation
Location
New York, NY, US
LinkedIn followers
500 followers

Experience

  1. Senior Vice President - Compliance

    Moody's Corporation

    Jun 2025 — Present · New York, NY, US

Education

  • James Madison University

    BBA, Finance

    1997 — 2001

Skills

  • Equities
  • Securities
  • Series 7
  • Financial Regulation
  • Securities Regulation
  • Finra
  • Hedge Funds
  • Fixed Income
  • Investments
  • Investment Banking

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