Jon Adam
VP Director of Erm Compliance @Uva Community Credit Union
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WORK HISTORY
VP Director of Erm Compliance @Uva Community Credit Union
Charlottesville, VA, US
Established Compliance Management and ERM policies and programs for the institution• Established ERM and Compliance department structure, standards, and internal policies • Developed and executed annual risk-based risk assessment and compliance review plan • Managed all activities and employees for the risk management and compliance functions• Planned and completed risk assessments and compliance reviews with followup activities• Coordinated and acted as liaison for all outsourced engagements, loan reviews, external auditors, and regulatory exams (State, NCUA)• Developed, planned, and presented at ERM Committee meetings (agenda and reporting)• Instituted risk assessment methodologies and systems throughout the institution• Identified compliance regulations and established review programs to ensure compliance• Established a compliance review program and set standards for compliance activities• Developed and coordinated a company-wide regulatory compliance training program• Completed policy reviews for compliance and regulatory requirements
EDUCATION
University of Wisconsin-Platteville
BS, Business/ Economics
University of Wisconsin-Whitewater
MBA, Int'l Business/Finance
ABOUT JON ADAM
A certified internal audit and risk management leader with a MBA, 30 years of management…
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