John Crist
Director of Compliance (Attorney) at Ohio Division of Securities
- Role
- Director of Compliance at Ohio Department of Commerce
- Location
- Columbus, OH, US
- LinkedIn followers
- 500 followers
About John Crist
I’m an attorney with over a decade of experience in financial regulation, policy…
Experience
Director of Compliance
Apr 2024 — Present · Columbus, OH, US
Promoted to lead the Division’s newly created Compliance Section, overseeing licensing, product registration, and regulatory oversight for more than securities professionals and firms across Ohio. I manage a ten-person team and provide legal and strategic counsel to the Securities Commissioner, with a focus on investor protection, capital formation, and the practical application of securities laws.Key highlights:*Lead corporate finance and licensing operations, including reviews of product registrations, applications, and securities exams.*Set and execute the strategic direction of the section, aligning legal frameworks with policy goals.*Coordinate with the SEC, FINRA, and NASAA to support consistent regulatory practices across jurisdictions.*Contribute to rulemaking and public policy initiatives affecting the Ohio securities landscape.*Represent the Division in investor education efforts, including public speaking and media engagement on emerging financial topics.
Education
The Ohio State University
Bachelor of Arts (B.A.)
Case Western Reserve University School of Law
Doctor of Law (J.D.)
Case Western Reserve University - Weatherhead School of Management
Master of Business Administration (M.B.A.)
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