John Carr
Owner, Carr Butterfield, LLP
- Role
- Owner at Carr Butterfield, Llp
- Location
- Lake Oswego, OR, US
- LinkedIn followers
- 500 followers
About John Carr
John Carr provides legal representation of financial services professionals to limit, defend and/or deflect liability in regulatory investigations, enforcement actions, arbitrations and court cases pending before Oregon Circuit Courts and the United States District Court for the District of Oregon.He is experienced in defending clients before federal and professional regulatory agencies across the U.S. and the Pacific Northwest, including but not limited to:• U.S. Securities and Exchange Commission (“SEC”)• Financial Industry Regulatory Authority (“FINRA”)• Washington Department of Financial Institutions• Oregon Department of Finance and Corporate Securities• Oregon Insurance Division• Washington State Insurance Commissioner• Idaho Department of Finance, Securities Bureau• Certified Financial Planner (“CFP”) Board of Standards, Inc.• U.S. Department of LaborInsurance defense claims involving errors and omissions (“E&O”) and commercial general liability (“CGL”) policies for insureds within the financial services industry are an area of focus. Mr. Carr’s additional practice areas include licensing, mergers and acquisitions, professional discipline, regulatory violations, audit compliance, entity formation, and corporate re-structuring.He is a former intern to the late U.S. Senator Mark O. Hatfield.
Experience
Owner
Jan 2007 — Present
Education
Pacific Lutheran University
Bachelor of Arts (B.A.), Political Science and Government
1983 — 1987
Willamette University School of Law
Doctor of Law (J.D.) Certificate in Dispute Resolution
1989 — 1991
Skills
- Small Business
- Mergers & Acquisitions
- Strategic Planning
- Estate Planning
- Entrepreneurship
- Start-Ups
- Team Building
- Due Diligence
- Private Equity
- Investments
- Strategic Financial Planning
- Securities
- Alternative Investments
- Venture Capital
- Insurance
- Financial Services
- Arbitration
- Licensing
- Asset Management
- Retirement Planning
- Mutual Funds
- Wealth Management
- Investment Advisory
- Finance
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