John Buchholz
Compliance Analyst at Principal Asset Management
- Role
- Compliance Analyst at Principal Asset Management
- Location
- Denver, CO, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
About John Buchholz
Experienced Compliance Specialist with a demonstrated history of working in the financial services industry. Skilled in Securities, Mutual Funds, Securities Regulation, Trading, and Risk Management. Strong finance professional with a MBA focused in Finance from University of Denver - Daniels College of Business.
Experience
Compliance Analyst
Apr 2022 — Present · Denver, CO, US
Education
University of Denver - Daniels College of Business
MBA
Skills
- Alternative Investments
- Bloomberg
- Fixed Income
- Series 63
- Securities
- Risk Management
- 401k
- Finra
- Mutual Funds
- Series 7
- Equities
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