Johnny N
Highly motivated Compliance Professional with extensive experience in AML prevention, compliance in BSA/ABC/USA PATRIOT Act/Dodd Frank/FINRA/OFAC/Sanctions Regulations, KYC remediation/periodic review/on-boarding, etc
- Role
- Kyc Aml Associate at Standard Chartered
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Johnny N
Highly motivated/organized Compliance Professional with extensive experience in…
Experience
Kyc Aml Associate
Jan 2016 — Present · New York, NY, US
Regulatory Compliance review of documentation submitted for the Customer Due Diligence(CDD) review of Corporate, Commercial and Institutional Banking clients to ensure compliance with local and international regulatory requirements- Reviewing CDD documentation submitted for the regulatory compliance review of Corporate and Institutional Banking Clients for Correctness and Completeness- Reviewing, assessing and capturing CDD information on Corporate and Institutional Banking Clients in accordance with Standard Chartered Bank’s Customer Due Diligence Policies and Procedures- Address and or remediate any stakeholder concerns on CDD information and documentation and any other assessments submitted for CDD review of Corporate and Institutional Banking Clients- Identifying missing and additional documentation requirements for NTB Corporate, Commercial and Institutional Banking CDD- Classifying, uploading and correctly tagging NTB documents in eCDD+ as per global documentation standards- Ensuring correctness and completeness of documentation received from Client Delivery team for CDD execution.
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