John J. Vaughan
Between Jobs
- Role
- Sales Representative at Weichert, Realtors
- Location
- Ridgewood, NJ, US
- LinkedIn followers
- 500 followers
Sales & Business DevelopmentView LinkedIn profile
About John J. Vaughan
Prestige Toyota Sales After over 30 years as a Chief Compliance Officer on Wall…
Experience
Sales Representative
Jul 2014 — Present · Ridgewood, NJ, US
Skills
- Fcpa
- Alternative Investments
- USA Patriot Act
- Auditing
- Investment Advisory
- Compliance Monitoring
- Dodd-Frank
- Ofac
- Investments
- Compliance Testing
- Due Diligence
- Financial Markets
- Sanction
- Compliance Training
- Hedge Funds
- Investment Banking
- Kyc
- Private Placements
- Options
- Equities
- Compliance
- Broker-Dealer Compliance
- Bank Secrecy Act
- Broker-Dealer
- Asset Managment
- Securities Exchange Act of 1934
- Series 63
- Anti Money Laundering
- Capital Markets
- Series 7
- Ipo
- Investment Company Act
- Sec
- Start-Ups
- Series 24
- Banking
- Mutual Funds
- Financial Regulation
- Prime Brokerage
- Aml
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