John McCormick
Experienced Manager at Grant Thornton
- Role
- Experienced Manager at Grant Thornton (US)
- Location
- Jersey City, NJ, US
- LinkedIn followers
- 500 followers
Experience
Experienced Manager
Jan 2010 — Present
Capital Markets• Performed Global Supervisory Trading Desk reviews in accordance with FINRA 3110 to satisfy a regulatory Matter Requiring Attention (MRA).• Completed Capital Market reviews that include Supervision of Front Office Activities, Market Risk Management, Valuation Control and Model Risk Management, and Operational Risk. Analysis of Adherence to and the effectiveness of, all risk management policies and procedures.• Conducted Regulatory issue remediation activities in first, second, and third lines of defense that included Technology, AML, Capital markets, Derivatives, and Transactional Activity.• Participated in FRB / OCC FX Consent order remediation to address firm wide governance, risk management, compliance, and Audit policies / procedures.
Education
Fordham University
MA
Fordham University
BS & MBA
Skills
- Mutual Funds
- Credit
- Accounting
- Structured Finance
- Hedge Funds
- Account Reconciliation
- Internal Controls
- Financial Services
- Sarbanes-Oxley Act
- Securities
- Valuation
- Corporate Finance
- Investments
- Portfolio Management
- Acams Certified
- Interest Rate Derivatives
- Anti Money Laundering
- Investment Management
- Middle Office
- Auditing
- Finance
- Trading
- Equities
- Private Equity
- Financial Modeling
- Banking
- Derivatives
- Cash Management
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