John Salerno
Investigative Director, National Cause and Financial Crimes Detection Program @FINRA
New York, NY, US
EMAILS
j••••••••@finra.org
MOBILE NUMBERS
+15•••••••77
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WORK HISTORY
Sep 2016 — Present
Investigative Director, National Cause and Financial Crimes Detection Program @FINRA
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New York, NY, US
EDUCATION
N/A
Hofstra University
Bachelor of Business Administration - BBA, Banking and Finance
SKILLS
Securities Act of 1933Financial DerivativesFinraComplianceResearch AnalystsTradingBroker/Dealer RegulationCommodity DerivativesBank Secrecy ActSecurities Exchange Act of 1934Broker-DealerNet-Capital ComputationsAmlAnti Money LaunderingAnti-Money LaunderingFinancial ServicesPrivate PlacementsFinanceInternal ControlsStructured ProductsEquitiesSecurities RegulationSecuritiesCapital MarketsSeries 24Sec FilingsDerivatives
ABOUT JOHN SALERNO
Over 20 years of regulatory compliance experience in the securities industry. John’s expertise is in identifying fraud, conducting investigations, and bringing disciplinary actions.
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