John Stewart
Director of Operations @The Wealth Consulting Group
Signup · Get unlimited contacts
WORK HISTORY
Director of Operations @The Wealth Consulting Group
Las Vegas, NV, US
Oversee Finance & Operations functions of $40m business. • Manage relationship with custodians and third-party asset managers (20+). • Own relationships with technology partners and operations vendors. • Own relationship with professional employer organization (PEO) and benefits broker. Serve as Human Resources lead for organization with a headcount of ~200 (mix of W2 & 1099) across in excess of 30 affiliate locations. • Develop, implement, and manage firm-wide policies and procedures manual which allows the firm to realize operational efficiencies, acts as a training guide, defines Standard Operating Procedures and creates Business Continuity capability. • Partner with the Chief Compliance Officer to develop a firm wide Cybersecurity Policy and implement a Cybersecurity Program, the first of its kind for the firm. • Lead team of internal and vendor resources to rollout and manage a technology used by Financial Services firms with hundreds of functions, some of which include generating reports (accounts/households/book of business), trading securities, service fee billing and portals for Advisors and Clients to view account data from multiple custodians in a single location. • Research, negotiate, and implement customized database that imports data from dozens of different sources, parses the data and generates compensation statements for Financial Advisors. • Focus on Client and Advisor satisfaction initiatives, including identification of technology upgrades and providing value added services from Advisor Resource Center and Investment Strategy Committee. • Vet and implement online collaboration tool, which allow teams and leadership across geographies to provide work product status updates and to effectively communicate.
EDUCATION
University of Denver
BSBA, Finance and Marketing
ABOUT JOHN STEWART
A career professional with a background in Senior Leadership and Business Management & Information Technology consulting solutions and services. Over twenty (20) years of experience in operations management, client delivery, quality assurance, resource management, contract negotiation, business financials, pre-sales and offering development. Significant experience in working with Director/VP/C-level clients, internal sales teams & business support/delivery resources. Professional background has allowed for the ability to demonstrate a capability to lead by example through experience, knowledge and self-driven determination for success. Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). For hyperlinks to FINRA and SIPC, please refer to ‘Contact Info’ section above. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed as to accuracy and completeness. The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.