John Papadopoulos

Corporate Regulatory Examinations

Role: Regulatory Exams at Morgan Stanley
Location: New York, NY, US
LinkedIn followers: 500 followers

About John Papadopoulos

Regulatory Compliance and Risk Management Officer within multinational broker dealers, management consultancies and capital markets technology advisory firms. Specializations span Corporate Exams, Investment Banking Coverage, Control Group, Information Barriers, Business Line Controls Assessments, Technology Implementations and various levels with SEC, FINRA, OCC, CFTC.

Experience

Regulatory Exams
Morgan Stanley
Dec 2021 — Present · New York, NY, US

Education

Columbia Business School
Advanced Program in Corporate Finance
Fordham University
Masters, Economics
Fordham University
Bachelors, Economics

Contact information

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Work email
j••••••••@morganstanley.com
Personal email
•••••@•••••.com
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Current company

Morgan Stanley

Financial Services · 10K employees · 1585 Broadway, New York, NY, 10036, US

Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure

morganstanley.com

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About John Papadopoulos

Experience

Regulatory Exams

Education

Columbia Business School

Fordham University

Fordham University

Find verified contacts for anyone on LinkedIn