John Noel

John Noel

Vice President - Capital Markets Compliance at BNP Paribas

Role
Senior Investigator Aml Compliance at 瑞银集团
Location
New York, NY, US
LinkedIn followers
500 followers

About John Noel

Compliance Specialist, over 15 years of private sector experience, with solid background in the field of Financial Crime Regulatory Compliance.Area of Expertise which included: Conducting EDD Research & investigations. Identify potential Money Laundering Red Flags; Financial & Regulatory Compliance. BSA Patriotic, OFAC, KYC. Asset Management, Retail, Commercial, Correspondent Banking, Brokerage, and Trade Finance. Drafting Suspicious Activity Report (SAR) writing, formulating and Implementing AML Processes for Quality Control (QC).

Experience

  1. Senior Investigator Aml Compliance

    瑞银集团

    Sep 2016 — Present · US

Education

  • Pace University

    MBA, Finance and Financial Management Services

    2008 — 2012

  • York College

    Bachelor's degree in Mathematics, Mathematics

Skills

  • Banking
  • Risk Management
  • Risk Assessment
  • Aml Regulations
  • Html
  • Research
  • Public Speaking
  • Ofac
  • Financial Audits
  • Management
  • Financial Risk
  • Aml Best Practices

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