John Murphy
Compliance Officer
- Role
- Chief Compliance Officer at Berenberg Capital Markets
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About John Murphy
Compliance officerSpecialties: Supervisory controls | Market Access | Capital Markets | DFA | Reg SHO | Reg NMS | AML officer
Experience
Chief Compliance Officer
Oct 2024 — Present
Education
Fordham Gabelli School of Business
Master of Business Administration (MBA), Finance, General; Management Information Systems, General
1994 — 2000
Rutgers University
BA, Economics
1985 — 1989
Skills
- Internal Controls
- Surveillance
- Finance
- Capital Markets
- Series 7
- Finra
- Trading
- Hedge Funds
- Equities
- Fixed Income
- Financial Risk
- Options
- Equity Trading
- Derivatives
- Series 24
- Prime Brokerage
- Securities
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