John Matta

Compliance Intern @RBC Capital Markets

New York, NY, US

Handle confidential regulatory documents by securely filing, digitizing, and disposing of sensitive information in accordance with internal compliance protocols. • Rotate through the Advisory, Bank Regulatory, and Surveillance teams to gain cross-functional exposure to compliance systems, risk management strategies, and regulatory frameworks. • Support ongoing compliance initiatives by organizing and analyzing data using Excel and PowerPoint; assist with reporting tasks and participate in project management training. • Observe real-time compliance operations and learn how major financial institutions uphold regulatory obligations and maintain system integrity. • Met with the Advisory Compliance team to gain a deeper understanding of advisory-specific risk controls and regulatory procedures

New Jersey Institute of Technology

Bachelor's degree