John Dulweber
SVP, Senior Risk Executive
- Role
- Managing Director, Enterprise Functions Compliance Senior Director at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About John Dulweber
Results-driven corporate executive with over 30 years of financial and risk experience across multiple disciplines enabling organizations to achieve corporate strategies seamlessly. Established strong relationships throughout the organization which enabled effective communication, fearless partnerships and consistent results during challenging times. Proficient in applying technology solutions to streamline financial and risk processes, achieve regulatory compliance and generate timely and improved business decisions.
Experience
Managing Director, Enterprise Functions Compliance Senior Director
Jan 2019 — Present · Charlotte, NC, US
Compliance Senior Director for Corporate Risk, Legal, Audit, Third Party Risk Management, Technology and Information Security. Compliance Senior Director for Subject Matter Experts covering Capital, Market, Liquidity, Credit Risk and Enterprise Wide Authoritative Sources.• Provide oversight and challenge for the implementation and execution of the Compliance Program for Corporate Risk, Legal and Audit functions.• Formalized the Risk Coverage Team process to enable Compliance to assign compliance oversight to other Independent Risk Management groups and reduce duplication of work effort and expense. Impacted IRM groups include Finance, Capital, Liquidity, Credit, Market and Counterparty as well as Operational Risk.• Developed a long term solution for Third Party Compliance Risk Assessments that enables Compliance Officers to accurately document the compliance risk that exists within their Third Party Service Providers.• Successfully mitigated Compliance Program Policy matters concerning three Third Party issues and one Risk Coverage Team issue.
Education
SMU Cox School of Business
BBA, Accounting
1982 — 1985
Skills
- Credit Risk
- Operational Risk
- Banking
- Risk Management
- Operational Risk Management
- Process Improvement
- Auditing
- Financial Risk
- Finance
- Management
- Financial Services
- Loans
- Business Process Improvement
- Enterprise Risk Management
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