John Carlquist
Vice President and Client Service Manager @ BNY Mellon | Series 7, 63
- Role
- Vice President and Client Service Manager at BNY Pershing
- Location
- Aurora, CO, US
- LinkedIn followers
- 500 followers
About John Carlquist
With over 18 years in financial services, I lead BNY Mellon\'s client service team…
Experience
Vice President and Client Service Manager
Oct 2021 — Present · Denver, CO, US
John Carlquist holds the position of Senior Vice President and Client Service Team Manager at BNY|Pershing. In this role, he oversees the daily operations and service delivery to a diverse range of RIA firms. He directly supervises Client Service Advocates and Officers, ensuring the quality of their work meets company standards.Specifically, John is responsible for cultivating and maintaining relationships internally with Client Service Analysts and business partners, as well as externally with advisory firms, their staff, and third-party individuals who support them. He drives employee engagement through personal development, career planning, and aligning strengths with long-term objectives.John manages both new and existing initiatives aimed at enhancing the client experience and increasing the likelihood of client success. He regularly assesses and analyzes data and team outcomes to identify areas for improvement and drive overall performance. Additionally, he establishes team goals, objectives, and performance targets to guide his team towards success.John fosters a culture of development, collaboration, and team-based achievements within his team, promoting a positive and productive work environment. He also uses data analytics to identify process improvement, and ensures that all risk, compliance, and regulatory controls are in place to ensure safe and effective outcomes for all relevant parties.
Education
David Eccles School of Business
Masters
2010 — 2011
University of Utah
Bachelors
2001 — 2006
Park City High School
Park City High School
Skills
- Equities
- Portfolios
- Telecommunications
- Financial Modeling
- Financial Statement Analysis
- Finra
- Money
- Financial Services
- Currency
- Asset
- Powerpoint
- Microsoft Excel
- Etfs
- Investment Products
- Customer Relations
- Bloomberg
- Options
- Data Analysis
- Service Operations
- Portfolio Management
- Securities
- Investments
- Financial Risk
- Mutual Funds
- Series 63
- Microsoft Office
- Series 7
- Compliance
- Oracle Crm
- Wordpress
- Series 4
- Derivatives
- Risk
- Finance
- Trading
- Series 10
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