John Beggs
Managing Director & Head of Legal, Private Wealth Management at Rockefeller & Co Llc @Rockefeller Capital Management
Signup · Get unlimited contacts
WORK HISTORY
Managing Director & Head of Legal, Private Wealth Management at Rockefeller & Co Llc @Rockefeller Capital Management
New York, NY, US
As Head of Legal for Rockefeller\'s Private Wealth Management business, I am responsible for the day-to-day coverage of all legal and regulatory issues, as well as matters relating to our clients, business conduct, investments platform, counterparties and vendors. Legal and regulatory issues include those stemming from our status as an SEC dual registrant, FINRA Member, and financial services provider throughout the United States. My focus is to ensure that we continue to run a first-rate business that does right by its clients, satisfies each of its many legal and regulatory obligations, and continues to grow responsibly and sustainably.
EDUCATION
Hofstra University
B.A., Magna Cum Laude, Political Science (Major)/ English and American Studies (Minors)
Fordham University School of Law
Juris Doctor, Law
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.