John B. Ashley
Vice President & Senior Counsel at HartfordFunds
- Role
- Vice President & Senior Counsel at Hartford Funds
- Location
- Wayne, PA, US
- LinkedIn followers
- 500 followers
About John B. Ashley
SENIOR LEGAL ADVISOR / ASSET MANAGEMENT DISTRIBUTION •Provide legal, regulatory and…
Experience
Vice President & Senior Counsel
Jul 2014 — Present · Wayne, PA, US
Provide legal services and counsel for all matters related to the distribution/sale and transfer agent functions of the HartfordFunds family of open-end mutual funds.
Education
William & Mary Law School
JD
Middlebury College
MA
Middlebury College
BA
Skills
- Financial Advisory
- Aml
- Legal Research
- Capital Markets
- Series 7
- Mutual Funds
- Corporate Finance
- Distribution
- Contract Negotiation
- Investments
- Investment Management
- Asset Management
- Investment Advisers Act
- Securities Regulation
- Securities
- Financial Services
- Investment Advisory
- Finra
- Asset Managment
- Corporate Governance
- 529 Plans
- Investment Company Act
- Broker-Dealer
- Sec
- Transfer Agency
- Due Diligence
- Hedge Funds
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.