Johann Schwab
Analyst, Investment Bank Operational Risk and Compliance at UBS
- Role
- Broker-dealer Regulatory Governance at UBS
- Location
- Nashville, TN, US
- LinkedIn followers
- 500 followers
About Johann Schwab
As a Broker-Dealer Regulatory Governance Compliance Specialist at UBS, I apply my knowledge of financial markets and regulations to the investment banking industry. I work with a team of compliance professionals to ensure that UBS meets the standards and expectations of various regulatory agencies and stakeholders. I graduated from Oral Roberts University with a Bachelor of Science in Finance and a minor in Computer Information Technologies. During my studies, I developed strong analytical, communication, and problem-solving skills that I use in my current role. Additionally, I honed my leadership and mentoring skills as a Head Peer Success Coach at Oral Roberts University, where I helped other students achieve their academic and personal goals.
Experience
Broker-dealer Regulatory Governance
Aug 2022 — Present · Nashville, TN, US
Education
Oral Roberts University
Bachelor of Science - BS, Finance, General
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.