Joel Bojugu

About Joel Bojugu

Experienced Senior Finance Officer with a demonstrated history of working in the banking…

Experience

1. Associate Manager Fcc Investigations

   Standard Chartered

   Dec 2022 — Present · Mumbai, IN

   Department: Transaction Monitoring – Financial Crime Compliance• Manage and/or resolve Transaction Monitoring and Manual Cases triggered onaccounts based on various unusual scenarios.• Conducts investigative research using appropriate investigative techniques todetermine red flags if any in the transactions as outlined in the FCC-AMLSurveillance procedures and process documents.• Assess and raise RFIs (Request further information) wherever required.• Follow the process note to analyse risk events and refer/escalate potentialsuspicious / complex cases that require escalation for further STR filing.• Performing regular Internal Quality Check for cases closed by team and providingnecessary feedback and ensuring quality is improved and maintained as perstandard process.• Providing mentorship to fresh employees and preparing them for production role.Department: Trade Based Money Laundering – Financial Crime Compliance• Investigating & assessing the financial risks posed by company’s operations & monitoring/regulating high risk scenarios triggered.• Follow the TM Group and Country DOI to process risk events in line with Assess,Analyze (AA) process and refer/escalate potential suspicious / complex cases thatrequire escalation to ACT.• Assess and raise RFIs(Request further information) wherever required.• Assist in MI Reporting, tracking of team productivity, case allocations, etc.• Provide relevant updates as required on outstanding numbers, closures etc as inputsto various governance forums.

Education

• Mumbai University Mumbai

  Bachelor's of Management Studies

  2015 — 2018