Joe Dilauro

About Joe Dilauro

Results driven professional with 18 years of experience in the financial services…

Experience

1. VP, Client on Boarding

   Wells Fargo

   Dec 2015 — Present · Charlotte, NC, US

   Ensure customers have a fast and smooth onboarding experience while adhering to all Wells Fargo compliance policies-Implement department controls by utilizing systems and processes to mitigate risks-Create and update group procedures-Calculate and report team risk quotient and provide details if any risk parameter is exceeded-Create and provide weekly desk report relating to relevant metrics-Support fixed income, loan sales, equity, and prime services desk-Determine correct risk segment, create appropriate information requests and advise clients if any questions arise regarding Wells Fargo’s KYC/AML program-Utilize Omgeo alert to accurately input settlement instructions-Point of contact for internal risk and control audits -Senior team member with extensive experience interacting with front office, clients, credit department, audit, compliance departments, tax department, and technology departments-SME providing guidance and support to junior members

Education

• Clemson University

  B.S, Financial Management

  1992 — 1996

Skills

• Derivatives
• Middle Office
• Back Office
• Equities
• Financial Markets
• Trading
• Investment Banking
• Fx Options
• Auditing
• Fixed Income
• Options
• Aml
• Loans
• Securities
• Investments
• Equity Trading
• Bloomberg
• Accounting
• Management
• Trading Systems
• Anti Money Laundering
• Hedge Funds
• Bonds
• Capital Markets
• Series 7
• Financial Risk
• Banking
• Risk Management