Joe Spada
Vice President & Chief Compliance Officer, Life and Annuity at Lincoln Financial Group
- Role
- Vice President & Chief Compliance Officer, Life and Annuity at Lincoln Financial
- Location
- Middletown, CT, US
- LinkedIn followers
- 500 followers
About Joe Spada
Seasoned Compliance Executive with the ability to build sound compliance programs to address regulatory needs. Also a seasoned Chief Compliance Officer with the ability to design and develop teams to best meet compliance and corporate objectives.
Experience
Vice President & Chief Compliance Officer, Life and Annuity
Jan 2011 — Present
Chief Compliance Officer for the insurance companies of Lincoln Financial Group. Chief Compliance Officer for Separate Accounts 38a-1 compliance program. Oversee an organization of 16 employees and manage a $2mm budget.
Education
University of Connecticut
BA, Sociology
1990 — 1994
Skills
- Series 6
- Risk Management
- Annuities
- Insurance
- Life Insurance
- Process Improvement
- Variable Annuities
- Coaching
- Strategic Planning
- Retirement
- Securities
- Long-Term Care
- Financial Services
- Fixed Annuities
- Quality Auditing
- Finra
- Compliance Audits
- Risk Assessment
- Long Term Care
- Compliance
- Executive Management
- Problem Solving
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