Joanne Kane
Experienced Regulatory Compliance Leader | Investment Management Oversight | Fraud Prevention | AML | Data Privacy | Risk Management | Operations Expert
- Role
- Ss & C Technologies at SS&C Technologies
- Location
- Naples, FL, US
- LinkedIn followers
- 500 followers
EngineeringView LinkedIn profile
Experience
Ss & C Technologies
Present
Education
Providence College
Bachelor of Science (BS), Finance, General
1983 — 1987
Skills
- Regulatory Compliance
- Asset Management
- Series 6
- Investments
- Securities Regulation
- Securities
- Alternative Investments
- Management
- Fixed Income
- Due Diligence
- Hedge Funds
- Series 26
- Vendor Management
- Operations Management
- Financial Services
- Relationship Management
- Corporate Governance
- Business Relationship Management
- Transfer Agency Operations
- Anti Money Laundering
- Mutual Funds
- Risk Management
- Finra
- Series 63
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