Joann C.

Senior Associate at Transparent Value

Role
Senior Associate at Guggenheim Partners
Location
Mumbai, IN
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Joann C.

Experienced Senior Associate in the financial services industry, specializing in hedge…

Experience

  1. Senior Associate

    Guggenheim Partners

    Oct 2021 — Present · Mumbai, IN

    As a Senior Associate in Trade Operations for Hedge Funds, I specialize in managing the end-to-end trade lifecycle while ensuring efficiency, accuracy, and compliance across complex financial transactions. Key Responsibilities & Achievements: Hedge Fund Operations – Oversee trade workflows for equities, bonds, ABS, MBS, CMBS, CMO, and options, ensuring seamless execution and settlement. Fund Accounting & NAV Oversight – Manage daily P&L review, complex performance and incentive fee calculations, and ensure timely NAV delivery. Reconciliation & Risk Management – Identify and resolve cash, position, and market value discrepancies to mitigate operational risks. Stakeholder Management – Act as a key liaison between clients, prime brokers, and counterparties, ensuring smooth trade processing and query resolution. Regulatory Compliance & Reporting – Prepare financial statements and investor reports aligned with US GAAP and IFRS standards. Process Optimization & Automation – Developed custom templates and automation tools to enhance investor allocation and dividend reconciliation, improving efficiency and accuracy. Corporate Actions Management – Handle corporate events like stock splits, dividends, rights issues, and spin-offs to maintain portfolio integrity.With hands-on experience in Bloomberg, Aladdin, Geneva, Market Wire, PAM, and DTC, I am committed to enhancing trade operations, reducing risk, and driving efficiency in hedge fund administration. Let’s connect and explore opportunities in hedge fund operations, trade management, and financial risk analysis!

Education

  • St. Francis Institute of Management & Research, Borivali (W)

    Master of Business Administration - MBA, Finance, General

    2017 — 2019

  • University of Mumbai

    Bachelor of Commerce - BCom, Accounting and Finance

    2012 — 2015

  • St. Francis D'Assissi Jr. College

    HSC Commerce

    2010 — 2012

  • Mary Immaculate Girls High School

    SSC

    2001 — 2010

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Joann C. — Senior Associate at Guggenheim Partners in Mumbai, IN | Unifers