Jim L.

Securities Compliance Examiner

Role
Securities Compliance Examiner at U.S. Securities And Exchange Commission
Location
Hillsborough, NJ, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Jim L.

Over the past few years within the Financial Industry, I have expanded the breadth and…

Experience

  1. Securities Compliance Examiner

    U.S. Securities And Exchange Commission

    Nov 2023 — Present · New York, NY, US

Education

  • Montclair State University

    Master of Business Administration (MBA)

  • Kean University

    B.S.

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Jim L. — Securities Compliance Examiner at U.S. Securities And Exchange Commission in Hillsborough, NJ, US | Unifers