Jim Interrante
- Role
- John Hancock
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Jim Interrante
My career was focused on compliance and risk management spanning roles within all three…
Experience
Present
Education
Thomas College
Bachelor of Science, Business Management
Skills
- Internal Audit
- Code of Ethics
- Fund Administration
- Sox
- Derivatives
- Vendor Audit
- Sarbanes-Oxley Act
- Risk Management
- Dodd-Frank
- Operational Risk Management
- Process Improvement
- Mutual Funds
- Fund of Funds
- Securities Regulation
- Risk Mitigation
- Series 7
- Financial Services
- Fatca
- Code of Conduct
- Series 6
- Securities Litigation
- Enterprise Risk Management
- Sec
- Quality Management
- Series 63
- Securities Exchange Act of 1934
- Class Actions
- Auditing
- Federal Regulations
- Series 24
- General Securities Principal
- Investments
- Investment Advisers Act
- Ofac
- Compliance
- Insurance
- Third Party Vendor Management
- 1940 Act
- Compliance Audits
- Risk Assessment
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