Jim Yong
Chief Legal and Regulatory Officer and Secretary, Dream Exchange
- Role
- of Counsel at O'Hagan Meyer
- Location
- Des Plaines, IL, US
- LinkedIn followers
- 500 followers
Experience
of Counsel
May 2023 — Present
Education
Stanford University Graduate School of Business
Stanford Executive Program
2012 — 2012
University of Illinois Urbana-Champaign
Bachelor of Arts (B.A.)
1974 — 1978
DePaul University College of Law
Juris Doctor
1981 — 1984
Skills
- Corporate Governance
- Aml
- Sec
- Mutual Funds
- Equities
- Private Placements
- Options
- Financial Services
- Equity Trading
- Investment Advisers Act
- Derivatives
- Market Data
- Fixed Income
- Finra
- Due Diligence
- Hedge Funds
- Series 63
- Etfs
- Trading Systems
- Investment Management
- Broker-Dealer
- Investment Company Act
- Financial Markets
- Trading
- Investment Banking
- Securities Litigation
- Alternative Investments
- Private Equity
- Series 24
- Corporate Law
- Capital Markets
- Series 7
- Electronic Trading
- Securities Regulation
- Securities
- Financial Regulation
- Prime Brokerage
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.