Jim Clifford
Compliance Director, Fixed Income @Raymond James
Memphis, TN, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Jan 2026 — Present
Compliance Director, Fixed Income @Raymond James
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Memphis, TN, US
EDUCATION
N/A
DePaul University
MBA
N/A
Loras College
B.A.
SKILLS
EquitiesBack OfficeOptionsMarket MakingHedgingFixed IncomeCapital MarketsSeries 7FinraVolatilityFinancial MarketsEtfsOptions StrategiesEquity TradingBloombergBondsHedge FundsTradingTrading SystemsProprietary TradingAsset AllocationMutual FundsDerivativesRisk ManagementCommoditySeries 63FinanceElectronic TradingSecuritiesInvestmentsFinancial RiskStocksAlternative InvestmentsPortfolio ManagementEquity DerivativesStock MarketTrading StrategiesSeries 24
ABOUT JIM CLIFFORD
Licensed Series 7, 66, 24, 4, 53, 55, and 9/10 financial markets professional with an MBA and extensive knowledge of financial products, trading strategies, and risk management, as well as Supervisory reviews and Compliance policies and procedures.
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