Jesse Brown

About Jesse Brown

Compliance and risk management professional with 13+ years of experience conducting investigations, ensuring regulatory adherence, and protecting organizational integrity. Expert in navigating complex regulations, performing thorough due diligence, developing clear policies, and training teams on compliance frameworks. Proven ability to research complex situations, collaborate with legal and regulatory stakeholders, and deliver actionable recommendations. Brings strong analytical skills, meticulous attention to detail, and collaborative problem-solving to compliance, risk management, and investigative roles across diverse industries.

Experience

1. Lead Kyc Edd Specialist

   Silicon Valley Bank

   Jan 2011 — Present · Tempe, CA

   Silicon Valley Bank Aug 2011 – PresentLead EDD Specialist• Conduct OFAC screening of client base (enterprises and individuals), beneficial owners, correspondent banks and employees for adverse news breaches to the bank\'s PEP (Politically Exposed Person) AssessmentSenior KYC/EDD Specialist• Conduct OFAC screening of client base versus daily Dow Jones report for issues that are reported to management • Review and assess a client’s (individuals and businesses) AML risk at initial onboarding and throughout the duration of the client’s relationship with the Bank using a risk based approach.• Conduct varying levels of Customer Due Diligence (CDD), Know Your Client (KYC) and Enhanced Due Diligence (EDD) reviews on clients dependent upon risk.Subpoena Analyst• Managed responses to subpoenas from regulators and legal entities including research and writing lettersSenior Fraud Analyst • Activity monitoring for business and personal accounts for Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) issues. This included the filing of SARs when warranted. • Watch List Filtering of clients during monetary transactions and updates to client profile and of potential clients during the on-boarding processSilicon Valley Bank Private Bank

Education

• Baruch College - City University of New York

  BBA, Marketing Management

  1980 — 1983

• Baruch College

  Bachelor of Business Administration, Marketing/Marketing Management, General

Skills

• Financial Risk
• Finra
• Financial Services
• Finance
• Banking
• Bank Secrecy Act
• Risk Management
• Capital Markets
• Investments
• Operational Risk
• Investigation
• Fraud
• Securities
• Trading
• Ofac
• Private Banking
• USA Patriot Act
• Aml
• Anti Money Laundering
• Due Diligence
• Kyc
• Risk Assessment
• Bsa
• Branch Banking