Jerome Sorrentino

Jerome Sorrentino

Retail Banking & Wealth Management Registered Representative @HSBC

New York, NY, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jun 2015 — Present

Retail Banking & Wealth Management Registered Representative @HSBC

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New York, NY, US

FINRA Licensed Investment Adviser Representative, Licensed Insurance and Variable Products Producer. Full ownership of the client Quality Assurance Program utilizing transactional risk-based approach to FINRA Rule Regulation Best Interest and supervisory enforcement. Deliver front line sales learning and development. Unit Leader for disaster recovery and business continuity. CRM data analytics, competitive intelligence data harvesting to leverage synergies with final objective of stakeholder reporting.

SKILLS

Variable AnnuitiesFinancial MarketsTradingInvestment BankingWealth Management ServicesFixed IncomeOperational Risk ManagementSuitability AnalysisOffshore OperationsEconomic SanctionsRisk AssessmentProject ManagementWealth ManagementSeries 63Emerging MarketsTrading SystemsFinraMutual FundsRisk ManagementInvestmentsHedge FundsInsuranceBloombergMystery ShoppingEquity ResearchEquity TradingQuality AssuranceLean Six SigmaHuman ResourcesSales ProcessElectronic TradingCapital MarketsSeries 7Financial ServicesEquitiesSecurities RegulationSecuritiesRoot Cause AnalysisComplaint ManagementAsset Management

ABOUT JEROME SORRENTINO

Seasoned financial services professional, accepts all challenges, develops action plans…

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Jerome Sorrentino — Retail Banking & Wealth Management Registered Representative at HSBC in New York, NY, US | Unifers