Jeremy Sussman
Lead Control Management Officer - Cib Trade Surveillance @Wells Fargo
Charlotte, NC, US
EMAILS
MOBILE NUMBERS
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WORK HISTORY
Apr 2022 — Present
Lead Control Management Officer - Cib Trade Surveillance @Wells Fargo
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Charlotte, NC, US
CIB Control - Markets (Equities and Equity Derivatives)
EDUCATION
N/A
D'Amore-McKim School of Business at Northeastern University
MBA
N/A
University of Maryland College Park
BA
SKILLS
Market RegulationProcess ImprovementEquitiesDerivativesFinancial AnalysisOptionsEquity Capital MarketsTechnologyCertified Fraud ExaminerRisk ManagementComplianceFinraSecurities MarketSeries 63Internal ControlsSecurities RegulationSecuritiesBloombergFinancial MarketsTradingFinancial RegulationInternal AuditCapital MarketsSeries 7AcfeInvestmentsDue DiligenceOatsRisk AnalysisSeries 55Financial ServicesUs EquitiesAuditing
ABOUT JEREMY SUSSMAN
20 years of Financial Services industry experience that includes Internal Audit, Operational and Credit Risk, and Global Risk/Trade Surveillance/Market Regulation.Currently hold active FINRA Series 7 and 24 licenses and Certified Fraud Examiner certification.
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