Jeremy Sorenson

Business Controls Executive @Bank of America

Charlotte, NC, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Oct 2024 — Present

Business Controls Executive @Bank of America

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US

Lead Corporate Audit and regulatory exam management, including endtoend exam readiness, documentation governance, evidence delivery, examiner engagement, and remediation planning across the Global Third Party Program• Drive closure of Corporate Audit and regulatory findings, ensuring durable corrective actions, strengthened control design, and alignment to OCC/Fed expectations• Direct the Law, Rule & Regulation (LRR) change management process, managing impact assessments, implementation plans, and crossfunctional adoption• Oversee Quality Assurance (QA) frameworks to validate adherence to enterprise policies, standards, and Third Party Risk Management procedures• Serve as Chief Operating Officer for the Global Third Party Program, leading strategic planning, operating model optimization, workforce management, financials, and routines• Enhance risk posture by improving inherent/residual risk assessment, risk tiering methodologies, control evaluation processes, and concentration risk reporting• Partner with Enterprise Risk, Compliance, Technology, Legal, and Business executives to resolve complex risk issues and ensure adherence to enterprise risk frameworks• Strengthen enterprise risk transparency through program metrics, KRIs/KPIs, enhanced reporting, and senior leadership governance forums

EDUCATION

1994 — 1998

State University of New York at Fredonia

BS, Business Administration

N/A

Harvard University

Executive Education, Leadership in Crisis

N/A

University of Michigan - Stephen M. Ross School of Business

Operations Development Program Certificate, Operations Management and Supervision

N/A

Wharton Executive Education

SIFMA: Securities Industry Institute Certificate, Investments and Securities

SKILLS

CreditFinancial AnalysisInvestmentsSalesBusiness AnalysisGovernanceBusiness Process ImprovementOperations ManagementBack OfficeProject Portfolio ManagementSecuritiesSix SigmaFixed IncomeFinancial RiskSales OperationsProject ManagementManagementCross-Functional Team LeadershipVendor ManagementBusiness Relationship ManagementFinanceBankingMutual FundsRisk ManagementLeadershipStrategic PlanningPortfolio ManagementFinancial ServicesChange ManagementCall CentersProcess ImprovementWealth ManagementProgram ManagementRelationship ManagementOutsourcingSupply Chain

ABOUT JEREMY SORENSON

Executive financial services leader with deep expertise in enterprise risk management, operational risk, regulatory compliance, and thirdparty vendor oversight. Proven track record building sustainable control environments, strengthening governance frameworks, and leading largescale transformation across technology, operations, and business functions. Recognized for modernizing complex operating models, driving audit and regulatory remediation, and elevating firmwide risk culture. Skilled at aligning senior leadership, regulators, and crossfunctional stakeholders to deliver measurable improvements in control effectiveness and organizational resilience.

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Jeremy Sorenson — Business Controls Executive at Bank of America in Charlotte, NC, US | Unifers