Jeremy Dick
Assistant Director, Compliance
- Role
- Assistant Director, Compliance at Principal Funds Distributor, Inc
- Location
- Omaha, NE, US
- LinkedIn followers
- 500 followers
General Business & ManagementView LinkedIn profile
About Jeremy Dick
Experienced financial services professional with 20+ years experience working at FINRA…
Experience
Assistant Director, Compliance
Principal Funds Distributor, Inc
Jan 2024 — Present · Des Moines, IA, US
Education
University of Nebraska at Omaha
Bachelor of Science in Business Administration
1996 — 1998
Skills
- Financial Services
- Series 7
- Alternative Investments
- Series 4
- Securities
- Variable Life
- Options
- Series 63
- Investments
- Fixed Income
- Series 65
- Life Insurance
- Investment Advisory
- Trading
- Series 53
- Variable Annuities
- Mutual Funds
- Risk Management
- Series 24
- Finra
- Series 55
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