Jennifer Preston
Ares Management Corporation
- Role
- Associate Vice President, Advertising Review Manager, Ares Wealth Management Solutions Llc at Ares Management
- Location
- Denver, CO, US
- LinkedIn followers
- 500 followers
About Jennifer Preston
Experienced Series 24 registered compliance professional with over 25 years in…
Experience
Associate Vice President, Advertising Review Manager, Ares Wealth Management Solutions Llc
Jul 2021 — Present · Denver, CO, US
Leads the AWMS Marketing Review function, reviewing and approving a wide variety of product marketing materials for funds comprised of private markets asset classes including non-traded REITs, private equity secondaries, and private credit. Also review thought leadership articles, white papers, presentations, and social media. Ensure compliance with FINRA, SEC, and state regulations. File materials as required with FINRA, and negotiate solutions as needed. Work with outside counsel on filing materials with states. Consistently work to streamline processes, and create effective new procedures.
Education
Penn State University
Certificate
Bethany College
Bachelor of Arts
College for Financial Planning
Chartered Mutual Fund Counselor
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