Jenna Wilmes
Focused on maintaining compliance with corporate rules, standards, and client-specific audit, legal, and regulatory requirements
- Role
- Compliance Manager at Sequium Asset Solutions, Llc
- Location
- Tampa, FL, US
- LinkedIn followers
- 500 followers
About Jenna Wilmes
I am a dynamic and driven leader with over seven years of expertise in financial…
Experience
Compliance Manager
Oct 2020 — Present
In this capacity, I am primarily accountable for managing onsite and remote client audits and serving as a point of contact for all stakeholders. I complete and provide clients\' monthly requests, audit items, ad-hoc requests, and weekly, monthly, or quarterly complaint logs. My milestones and contributions to date include coordinating the fulfillment and renewal of all national licenses, including for the Mexican and Jamaican branch offices. I kept track of and responded to regulatory inquiries and objections, and I quickly reported these issues to clients consistent with their expectations and contractual requirements.
Education
University of Tampa
Bachelor's degree, Psychology
2009 — 2013
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