Jeffrey Midthassel
Associate Director of Compliance ▶︎ Bridging Trading Insights and Regulatory Requirements | Global Surveillance | Risk Management | Compliance Testing | Series 7, 55, and 63 Licenses
- Role
- Associate Director, Compliance, Fm Trade Surveillance Monitoring Europe & Americas at Standard Chartered
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Jeffrey Midthassel
I have dedicated my career in trading and compliance to helping companies navigate…
Experience
Associate Director, Compliance, Fm Trade Surveillance Monitoring Europe & Americas
Jan 2018 — Present
Since joining Standard Chartered Bank, I\'ve ensured the integrity and effectiveness of compliance operations across Europe and the Americas. I coordinate with teams in New York, London, and Asia-Pacific, monitoring activities across 66 markets. My work involves leveraging trading and regulatory expertise to steer global surveillance operations—identifying procedural weaknesses and recommending improvements to enhance compliance. I\'ve also enhanced surveillance scenarios for various asset classes, including FX, commodities, fixed income, and equities.
Education
Long Island University
Bachelor’s Degree
Graduate of Susquehanna Derivatives Trading Program
Derivatative Option Theory
The City University of New York
Associate’s Degree
Skills
- Etfs
- Asset Management
- Investments
- Real Estate
- Equity Trading
- Financial Planning
- Bloomberg
- Options
- Risk Management
- Series 63
- Finra
- Securities
- Estate Planning
- Trading Strategies
- Equities
- Trading Systems
- Finance
- Derivatives
- Real Estate Transactions
- Hedging
- Series 7
- Proprietary Trading
- Options Strategies
- Financial Markets
- Alternative Investments
- Trading
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