Jeffrey L. Herbert

Senior Executive Vice President, General Counsel & Head of the Legal Division at Apple Bank

Role
Senior Executive Vice President, General Counsel & Head of the Legal Division at Apple Bank
Location
New York, NY, US
LinkedIn followers
500 followers

About Jeffrey L. Herbert

General Counsel with extensive financial services and corporate governance experience.

Experience

  1. Senior Executive Vice President, General Counsel & Head of the Legal Division

    Apple Bank

    Aug 2018 — Present · New York, NY, US

    As the General Counsel and Head of the Legal Division, I am responsible for providing oversight and guidance to the over 110 employees within the Legal, Compliance and Anti-Financial Crimes Departments and ultimately being responsible for the work performed by each department. In addition, I regularly advise the board of directors and bank senior management on legal matters related to, among other things, corporate governance, legal issues, mergers and acquisitions, employment matters, regulatory filings, business transactions and the bank’s interactions with both federal and state banking regulators.I am also a member of the Senior Executive Management Committee, which is comprised of the Chairman and CEO’s direct reports. This committee is the most senior decision making management committee at the institution.

Education

  • Alfred Lerner College of Business & Economics at University of Delaware

    B.S., Finance and Marketing

    1997 — 2001

  • Rutgers Law School

    J.D., Law

    2001 — 2004

  • Boston University School of Law

    LLM, Banking and Financial Services

    2004 — 2005

Skills

  • Finance
  • Corporate Law
  • Government
  • Equities
  • Legal Research
  • Capital Markets
  • Dispute Resolution
  • Legal Advice
  • Financial Regulation
  • Investment Banking
  • Corporate Governance
  • Derivatives
  • Structured Finance
  • Private Equity
  • Operational Risk
  • Banking
  • Legal Writing
  • Securities Regulation
  • Securities
  • Hedge Funds
  • Financial Services
  • Banking Law

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