Jeffrey Brandt
- Role
- Executive Director, Head of Financial Crimes Compliance at SMBC Group
- Location
- Long Beach, NY, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
Experience
Executive Director, Head of Financial Crimes Compliance
Oct 2022 — Present
Provide direct management of the BSA/AML and Sanctions programs for Nikko Securities America and SMBC Capital Markets
Education
St. John's University School of Law
JD, Law
1996 — 1999
University of Michigan
BA, English Literature
1992 — 1996
Skills
- Personal Data Protection
- Anti Money Laundering
- Bank Secrecy Act
- Ofac
- Financial Services
- Kyc
- Banking
- Government Contracts
- Regulatory Examinations
- Terrorist Financing
- Sanction
- Fcra
- Management
- USA Patriot Act
- Securities
- Due Diligence
- Financial Regulation
- Certified Anti-Money Laundering
- Risk Management
- Financial Risk
- Compliance
- U.s. Office of Foreign Assets Control (Ofac)
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.