Jeff Brown
Chief Legal Officer, General Counsel and Corporate Secretary , TXSE Group, Inc., and Texas Stock Exchange
- Role
- General Counsel at Texas Stock Exchange Txse Group Inc
- Location
- Washington, DC, US
- LinkedIn followers
- 500 followers
About Jeff Brown
Prior to joining TXSE, Jeff served as acting general counsel of Charles Schwab and led…
Experience
General Counsel
Texas Stock Exchange Txse Group Inc
Aug 2024 — Present
Prior to joining TXSE, Jeff spent 21 years at the Charles Schwab Corporation where he served as Acting General Counsel and led Charles Schwab\'s Office of Legislative and Regulatory Affairs in Washington, D.C, where he managed the company\'s response to public policy initiatives and advocated for policies aiding individual investors. He has over four decades of securities markets experience, starting his career as an option trader at the Philadelphia Stock Exchange, then founding his own trading firm, and later serving on the exchange\'s Board of Governors. He also served as senior counsel at the U.S. Securities and Exchange Commission and has held positions in private practice. Jeff\'s additional experience in the securities industry includes serving as vice president for regulation and general counsel at the Cincinnati Stock Exchange and as chairman of the Operating Committee of the National Market System Plan governing NASDAQ securities. Jeff holds degrees from the Wharton School of the University of Pennsylvania and Ohio Northern School of Law.
Education
University of Pennsylvania - The Wharton School
BS Economics
Ohio Northern University—Claude W. Pettit College of Law
Doctor of Law - JD
Skills
- Corporate Law
- Derivatives
- Finra
- Investments
- Mutual Funds
- Risk Management
- Alternative Investments
- Options
- Financial Services
- Securities Regulation
- Securities
- Mergers & Acquisitions
- Corporate Governance
- Due Diligence
- Hedge Funds
- Equities
- Capital Markets
- Series 7
- Financial Markets
- Trading
- Asset Management
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