John Brumbaugh

Assistant Vice President Internal Audit at LPL Financial

Role
Assistant Vice President Internal Audit at LPL Financial
Location
Charlotte, NC, US
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About John Brumbaugh

Experienced internal audit and financial services professional specializing in audits of trust services and brokerage operations. Extensive project management experience planning and executing audits while overseeing and coaching a team of auditors. Able to identify relevant risks and assess adequacy of control environments related to such risks.

Experience

  1. Assistant Vice President Internal Audit

    LPL Financial

    Mar 2020 — Present · Charlotte, NC, US

    Serve as project manager risk-based audits over trust administration, trust operations, trust finance, and brokerage operationso Ensure quality deliverables (planning memo, risk & control matrix, audit report, etc.)o Identify audit issues and communicate them to stakeholderso Review work completed to senior and staff auditors• Participate in stakeholder relationship meetings to identify new developments and emerging risks in key business areas• Assist with annual risk assessment that guides the annual audit plan

Education

  • University of North Carolina at Charlotte

    Master of Accountancy

    2013 — 2014

  • Virginia Tech

    BA, Communication

    2002 — 2006

  • Central Piedmont Community College

    Certificate, Accounting with QuickBooks

    2013 — 2013

Skills

  • Video Editing
  • Journalism
  • Writing
  • Copywriting
  • Videography
  • Public Relations
  • Editing
  • Storytelling
  • Media Relations
  • Blogging
  • Press Releases
  • Accounting
  • Accounts Payable
  • Accounts Receivable
  • Account Reconciliation
  • Financial Accounting
  • Quickbooks
  • Digital Media
  • Broadcast
  • Interviews
  • Facebook
  • Multimedia
  • Broadcast Journalism
  • Ap Style
  • News Writing
  • Social Networking
  • Producing
  • Final Cut Pro
  • Web Content
  • Radio
  • Social Media
  • Avid
  • Video Production
  • New Media
  • Copy Editing
  • Breaking News
  • Television
  • Speech Writing
  • Gaap

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John Brumbaugh — Assistant Vice President Internal Audit at LPL Financial in Charlotte, NC, US | Unifers