Jaquinn B.

About Jaquinn B.

I\'m an Accredited Professional with 8 years of experience in financial services, specializing in Anti-Money Laundering (AML), the Bank Secrecy Act (BSA), the Office of Foreign Assets Control (OFAC), and related regulatory frameworks. My experience includes over 4 years in USA PATRIOT Act compliance, Sanctions, Know-Your-Customer (KYC) protocols, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Suspicious Activity Report (SAR) writing. As a CAMS-certified professional, I leverage my proficiency in financial data analysis and utilize tools like Excel for comprehensive transaction monitoring, risk assessment, and compliance evaluations.My experience includes Agile and Waterfall project management methodologies, with a solid understanding of treasury products such as wires, ACH, checks, and cash vault operations. I have applied my skills in both commercial and investment banking settings, ensuring adherence to complex regulatory requirements.Selected Accomplishments: Risk Measures Implementation: Developed and executed a project plan to implement CRRII and CRD-V risk measures, significantly enhancing the Corporate & Investment Banking team\'s compliance. AML Training Leadership: Managed and delivered AML training for over 200 analysts and consultants across multiple locations, achieving a 95% satisfaction rating and elevating compliance standards. Productivity Enhancement: Introduced an incentive program that improved team productivity and accuracy, reducing the average review time per alert by 15% while consistently meeting high-quality standards and deadlines. Executive Engagement: Facilitated strategic discussions with senior executives, utilizing tools like Gantt charts to present project milestones and ensure effective communication of objectives and progress. Suspicious Activity Investigations: Conducted thorough investigations into customer and employee complaints regarding abusive sales tactics, meticulously drafting SARs for law enforcement submission. Risk Management Framework Design: Collaborated with legal and compliance teams to design a comprehensive risk management framework, cutting compliance activity time by 25% and boosting operational efficiency.My professional journey reflects a commitment to maintaining the highest standards of financial compliance and regulatory adherence, aiming to contribute effectively to organizational goals while fostering a culture of integrity and diligence.

Experience

1. Business Control Specialist

   Randstad USA

   Jul 2023 — Present · Charlotte, NC, US

   I analyzed business metrics to identify trends and discrepancies, improving operational efficiency and ensuring compliance. Collaborating with internal departments, I resolved discrepancies in client information, supporting a streamlined transaction monitoring process. I conducted risk assessments and provided mitigation strategies to senior management, enabling informed decision-making. In addition, I trained and mentored junior staff, promoting a culture of compliance and continuous improvement in detecting and preventing financial crime risks. I worked closely with the Compliance and Legal teams to evaluate investigation results, ensuring adherence to the Bank Secrecy Act (BSA) and other relevant regulations. I also assisted in testing transaction monitoring thresholds to reduce false positives and enhance the detection of suspicious activities.

Education

• Charlotte School of Law

  Juris Doctor (J.D.), Law

  2011 — 2014